SEC Order(s) Instituting Administrative Proceeding (OIP) – AP File Nos. 3-20954 & 3-20955
Richard Keith Robertson (sec.gov)

IFP Advisors, LLC (sec.gov)

Proposed Plan of Distribution
Richard Keith Robertson and IFP Advisors, LLC, (sec.gov)

Approved Plan of Distribution
[coming soon]

Plan Notice
[coming soon]